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EMERGING TRENDS IN
PHILANTHROPY IN ASIA

Victor Kuo
October 8, 2013
Ho Chi Minh City, Vietnam
MAIN POINTS
1.

Interest in philanthropy in Asia is on the rise. Growth in
wealth reveals a variety of motivations for giving and
philanthropic forms

2.

A key challenge to enhancing philanthropy in Asia is
nonprofit sector infrastructure – philanthropic funders and
NGO’s

3.

Recommended actions include networking, experimentation,
sharing results and learning
DRIVERS OF GIVING IN ASIA
•

In
Asia, affiliations, sector, imp
act, and pragmatism have
emerged as drivers

•

In Asia, second generation
and entrepreneurial wealth
tends towards
impact, results

•

Impact investing, a new
trend, seeks
financial, social, and
environmental returns

2011 UBS INSEAD Study on Family Philanthropy in
Asia, p. 24
TOWARDS EFFECTIVE PHILANTHROPY
•

Motivations/Values need to
be supported by practices,
organizations, and
infrastructure

•

Strategic philanthropy
requires measureable
results, feedback, and
attention to environment

•

Asian philanthropists may
also need to work
constructively with
government
HISTORY – U.S.
1974:

MDRC
Ford
Foundation

1996:

Evaluation
Handbook
Kellogg
Foundation

Measuring Program
Outcomes:
A Practical
Approach
United Way

1993:

1969:

Tax Reform Act

1998:

1986:

American
Evaluation
Association

Government
Performance
& Results Act

2002:

Grantmakers for
Effective
Organizations

2007:

Critical
Impact
Awards
Council on
Foundations

2013:

Goldman
Sachs, United
Way, MDRC
social impact
bond
Industry network
setting
milestones?

CHINA?
2008:

Sichuan
earthquake

2011

China Foundation
Center
Transparency Index

2013:

2011:

Guo Mei
scandal

2004:

Ministry of Civil Affairs
legislation encourages
private foundation
development,
new era

2010:

Gates and Buffet
Host dinner in China

2013:

Ministry of Civil Affairs
12th Five Year Plan
for charity

AVPN
Inaugural
Conference
ACTION: HAVING AN IMPACT
•

Consider the motives and
values that drive your giving

•

Build capacity for funding:
knowledge, professional
staff, networks and
associations

•

Start with what you have,
share what you are learning,
seek peers or advisors (to
families) for advice; resist
“going-it-alone”
QUESTIONS & DISCUSSION
1.

To what extent is there an interest in strategic
philanthropy? How do you know if you are having an
long-term impact?

2.

What challenges do you face, as philanthropic
funders, in your grantmaking practice?

3.

What factors in Vietnam create an enabling
environment for philanthropy? Consider
legal/regulatory, business, and social contexts.
CONTACT
Victor Kuo, PhD
VK Global Advising
victorkuo888@gmail.com
Seattle, Washington, USA
Kordant Philanthropy Advisors
www.kordant.com
TIPS ON EVALUATION
•

Evaluation:
•

•

Common Starting Points:
•

•
•

•

systematic study of the value of
a project
develop indicators
create a logic model
identify, hire an evaluator

Caution:
•

•
•

be clear on evaluation purpose
plan for sharing results
don’t be oversold
LOGIC MODEL SAMPLE

Mapping Change: Using a Theory of
Change to Guide Planning and Evaluation.
GrantCraft, 2012, translated in Chinese
EXAMPLE: US FOUNDATION “THEORY OF ACTION” OR LOGIC MODEL (2004)
3B
Change perceptions, promote new approaches, and promote supportive policy contexts (Policy and Advocacy)

1

Scale proven/
promising school
models

Foundation intermediate impact

 Improved college ready
graduation rates
 Proven, replicable, and
scalable models
 Strong school
developers
 Strong school networks
 Supportive policies
 Engaged communities

2

Develop highperforming
districts
 Improved college
ready grad rates
 Model schools
 Portfolio manager
approach
 Ideal district policy
set
 Engaged
communities

3A
Develop highperforming states
 Improved college ready
graduation rates
 Model schools
 High-performing districts
 Ideal state policy set
 Engaged communities

Foundation goals

Share evidence
of success
(Policy and
Advocacy)
Improved
student
graduation
and college
readiness
 Increased high
school
graduation rates
for low-income
and minority
students in
grantee schools
and districts
 Increased
college ready
graduation rates
in grantee
schools and
districts

Gather
evidence of
success
(Research &
Evaluation)

Capture
knowledge and
provide tools

Increased
demand in other
schools, states,
and districts
 Increased
awareness of
current failures
and of new
approaches to
schools and
districts

80% national
minority HS
grad rates

All students
graduate
from HS
ready for
college, work
, and
citizenship

Momentum in
schools, district
s, and states
nationally

Increased
capacity (supply)
in other
schools, states, a
nd districts

Improved
national HS
achieve-ment
and college
readiness

 Increased number of good
schools
 Increased awareness of
current failures and of new
approaches to schools and
districts
 Better policy context
 Increased field knowledge
of best practices
 Greater school developer
scale and capacity

4
Gather evidence of success, capture knowledge, and provide tools (Research and Evaluation)

12 of 56

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Emerging Trends in Philanthropy in Asia Lin Center Vietnam 100613x

  • 1. EMERGING TRENDS IN PHILANTHROPY IN ASIA Victor Kuo October 8, 2013 Ho Chi Minh City, Vietnam
  • 2. MAIN POINTS 1. Interest in philanthropy in Asia is on the rise. Growth in wealth reveals a variety of motivations for giving and philanthropic forms 2. A key challenge to enhancing philanthropy in Asia is nonprofit sector infrastructure – philanthropic funders and NGO’s 3. Recommended actions include networking, experimentation, sharing results and learning
  • 3. DRIVERS OF GIVING IN ASIA • In Asia, affiliations, sector, imp act, and pragmatism have emerged as drivers • In Asia, second generation and entrepreneurial wealth tends towards impact, results • Impact investing, a new trend, seeks financial, social, and environmental returns 2011 UBS INSEAD Study on Family Philanthropy in Asia, p. 24
  • 4. TOWARDS EFFECTIVE PHILANTHROPY • Motivations/Values need to be supported by practices, organizations, and infrastructure • Strategic philanthropy requires measureable results, feedback, and attention to environment • Asian philanthropists may also need to work constructively with government
  • 5. HISTORY – U.S. 1974: MDRC Ford Foundation 1996: Evaluation Handbook Kellogg Foundation Measuring Program Outcomes: A Practical Approach United Way 1993: 1969: Tax Reform Act 1998: 1986: American Evaluation Association Government Performance & Results Act 2002: Grantmakers for Effective Organizations 2007: Critical Impact Awards Council on Foundations 2013: Goldman Sachs, United Way, MDRC social impact bond
  • 6. Industry network setting milestones? CHINA? 2008: Sichuan earthquake 2011 China Foundation Center Transparency Index 2013: 2011: Guo Mei scandal 2004: Ministry of Civil Affairs legislation encourages private foundation development, new era 2010: Gates and Buffet Host dinner in China 2013: Ministry of Civil Affairs 12th Five Year Plan for charity AVPN Inaugural Conference
  • 7. ACTION: HAVING AN IMPACT • Consider the motives and values that drive your giving • Build capacity for funding: knowledge, professional staff, networks and associations • Start with what you have, share what you are learning, seek peers or advisors (to families) for advice; resist “going-it-alone”
  • 8. QUESTIONS & DISCUSSION 1. To what extent is there an interest in strategic philanthropy? How do you know if you are having an long-term impact? 2. What challenges do you face, as philanthropic funders, in your grantmaking practice? 3. What factors in Vietnam create an enabling environment for philanthropy? Consider legal/regulatory, business, and social contexts.
  • 9. CONTACT Victor Kuo, PhD VK Global Advising victorkuo888@gmail.com Seattle, Washington, USA Kordant Philanthropy Advisors www.kordant.com
  • 10. TIPS ON EVALUATION • Evaluation: • • Common Starting Points: • • • • systematic study of the value of a project develop indicators create a logic model identify, hire an evaluator Caution: • • • be clear on evaluation purpose plan for sharing results don’t be oversold
  • 11. LOGIC MODEL SAMPLE Mapping Change: Using a Theory of Change to Guide Planning and Evaluation. GrantCraft, 2012, translated in Chinese
  • 12. EXAMPLE: US FOUNDATION “THEORY OF ACTION” OR LOGIC MODEL (2004) 3B Change perceptions, promote new approaches, and promote supportive policy contexts (Policy and Advocacy) 1 Scale proven/ promising school models Foundation intermediate impact  Improved college ready graduation rates  Proven, replicable, and scalable models  Strong school developers  Strong school networks  Supportive policies  Engaged communities 2 Develop highperforming districts  Improved college ready grad rates  Model schools  Portfolio manager approach  Ideal district policy set  Engaged communities 3A Develop highperforming states  Improved college ready graduation rates  Model schools  High-performing districts  Ideal state policy set  Engaged communities Foundation goals Share evidence of success (Policy and Advocacy) Improved student graduation and college readiness  Increased high school graduation rates for low-income and minority students in grantee schools and districts  Increased college ready graduation rates in grantee schools and districts Gather evidence of success (Research & Evaluation) Capture knowledge and provide tools Increased demand in other schools, states, and districts  Increased awareness of current failures and of new approaches to schools and districts 80% national minority HS grad rates All students graduate from HS ready for college, work , and citizenship Momentum in schools, district s, and states nationally Increased capacity (supply) in other schools, states, a nd districts Improved national HS achieve-ment and college readiness  Increased number of good schools  Increased awareness of current failures and of new approaches to schools and districts  Better policy context  Increased field knowledge of best practices  Greater school developer scale and capacity 4 Gather evidence of success, capture knowledge, and provide tools (Research and Evaluation) 12 of 56