Personal Information
Organization / Workplace
Greater Boston Area United States
Occupation
Financial Services Executive with Banking, Insurance, Broker Dealer and Investment Advisor experience and expertise
Industry
Finance / Banking / Insurance
About
An expert in US and European brokerage,banking and investment advisor business models from operations, compliance and finance perspectives. Certified Regulatory Compliance Professional
Specialties: Bank, broker dealers and RIA compliance, Prime Brokerage, Outsourcing supervision, Sarbanes, Regulatory finance and operations, Compliance Policies and Procedures, Supervision, Options, Trading, Middle Office and Back Office. Correspondent Operations, Fund Operations,Data Security, Open And Closed End Mutual Funds, US, Canadian and UK Anti-Money Laundering, Adept at managing relationships with regulators
All InMail, e-mail and other electronic individual and group communications sent to and r...
- Presentations
- Documents
- Infographics
AI and Machine Learning Demystified by Carol Smith at Midwest UX 2017
Carol Smith
•
6 years ago
What is Artificial Intelligence | Artificial Intelligence Tutorial For Beginners | Edureka
Edureka!
•
6 years ago
24 Books You've Never Heard Of - But Will Change Your Life
Ryan Holiday
•
10 years ago
Guided Reading: Making the Most of It
Jennifer Jones
•
8 years ago
Taming the ever-evolving Compliance Beast : Lessons learnt at LinkedIn [Strata NYC 2017]
Shirshanka Das
•
6 years ago
Startups are Hard. Like, Really Hard. @luketucker
Empowered Presentations
•
8 years ago
The Secret Sauce of Successful Teams
Sven Peters
•
7 years ago
Prototyping is an attitude
With Company
•
7 years ago
Habits at Work - Merci Victoria Grace, Growth, Slack - 2016 Habit Summit
Habit Summit
•
8 years ago
Intro to Documenting
Silvia Rosenthal Tolisano
•
7 years ago
Word Power: 11 Techniques for Writing More Persuasive Copy
Barry Feldman
•
7 years ago
UX for connected cars
Plan
•
8 years ago
Farming Unicorns: Building Startup & Investor Ecosystems
Dave McClure
•
7 years ago
10 Things To Be Thankful For by: @empoweredpres
Empowered Presentations
•
8 years ago
Digital Transformation in Governments
Scopernia
•
8 years ago
The SlideShare Handbook
Big Fish Presentations
•
8 years ago
Infographic: DC vs Marvel – The Battle of Brands
domain .ME
•
8 years ago
Top 10 Email Tips for Financial Advisors
Finworx
•
8 years ago
11 big strategy ideas
CPA Australia
•
8 years ago
Digital Government Transformation: The journey to government’s digital future
Deloitte United States
•
8 years ago